DriveWealth Institutional Dissolution

 

Effective February 10, 2026, DriveWealth Institutional, LLC (“DWI”) officially received approval from the Securities and Exchange Commission (“SEC”) for the full withdrawal of its broker-dealer registration. Following this regulatory approval, DWI has also terminated its memberships with FINRA, relevant state jurisdictions, and various exchanges.

All business operations and order flows have been transitioned to DriveWealth, LLC. Consistent with the DWI’s commitment to regulatory compliance, DriveWealth LLC will serve as the designated custodian to preserve DWI’s books and records.

The final versions of the disclosures for DWI are provided below for your reference. Please direct any inquiries or requests for information to compliance@drivewealth.com.

Business Continuity Plan

Annual Disclosures

Privacy Notice