Regulatory Fees

Effective Date: April 17, 2026

Notice: On April 1, 2026, FINRA issued CAT Fee Alert 2026-1 and CAT Fee Alert 2026-2, reintroducing CAT fees for trades beginning in May 2026. This page will be updated on May 1, 2026 with the updated fees.

Certain fees charged to DriveWealth by regulatory agencies, exchanges, and alternative trading systems (ATS) may be passed along to its introducing firms or to customers by its introducing firms. These fees are set by the regulatory agency, exchange, or ATS, as applicable, and may be added or updated from time to time. A current schedule of these fees is below.